Investment Risk Assessment — Prairie Wealth

Section 1 — Personal Information

Tell us about yourself

1.Name*

Please enter your name.

2.Email*

Please enter a valid email address.

3.Age*

Enter a number between 18 and 100.

Please enter an age between 18 and 100.

4.Are you a Shariah-compliant investor?*

This determines whether recommendations are screened to Shariah-compliant funds. It does not affect your risk score.

Yes No

Please select an option.

Section 2 — Risk Capacity

Your ability to accept risk

5.Investment Time Horizon*

How long do you plan to hold this investment portfolio?

Less than 5 years 5 to 9 years 10 to 19 years 20 years or more

Please select an option.

6.Income Needs*

How much will you need to withdraw from your portfolio each year?

Please select an option.

7.Liquidity / Cash Needs*

Beyond your income needs above, will you need to make significant withdrawals from your portfolio within the next five years to fund major expenses (e.g., college funding, vacation home)? If yes, indicate the estimated amount of withdrawals as a percentage of your portfolio.

Please select an option.

Section 3 — Risk Tolerance

Your willingness to accept risk

8.Portfolio Returns vs. Potential Losses*

Which portfolio would you feel most comfortable with? Figures show the greatest 1-year loss and highest 1-year gain for a hypothetical $100,000 investment. Bonds = Five-Year U.S. Treasury Notes; Stocks = S&P 500 Index; illustrative only.

Portfolio A — 75% bonds / 25% stocksGreatest 1-year loss −$8,350 · Highest 1-year gain $35,293 Portfolio B — 60% bonds / 40% stocksGreatest 1-year loss −$14,465 · Highest 1-year gain $40,436 Portfolio C — 50% bonds / 50% stocksGreatest 1-year loss −$19,128 · Highest 1-year gain $43,865 Portfolio D — 35% bonds / 65% stocksGreatest 1-year loss −$26,385 · Highest 1-year gain $49,008 Portfolio E — 25% bonds / 75% stocksGreatest 1-year loss −$31,223 · Highest 1-year gain $52,436 Portfolio F — 15% bonds / 85% stocksGreatest 1-year loss −$36,062 · Highest 1-year gain $55,865 Portfolio G — 2% bonds / 98% stocksGreatest 1-year loss −$42,351 · Highest 1-year gain $60,322

Please select an option.

9.Reaction to Financial Market Declines*

Consider your feelings during the steep declines of the Great Recession, when the S&P 500 Index lost more than 40% over the six months from September 1, 2008 through February 28, 2009. How did you (or would you have) reacted during that period?

I sold / would have sold all of my stock investments. I sold / would have sold some of my stock investments. I made / would have made no changes to my stock investments. I increased / would have increased my stock investments.

Please select an option.

10.Past Investment Behaviour*

"Based on my past investment experience, I tend to sell stock investments and invest the money in safer assets during market declines."

Please select an option.

11.Reaction to Fluctuations in Portfolio Values*

How would you react if you lost $50,000 on your $250,000 investment portfolio tomorrow? Select the statement that best reflects your reaction to the decline in value.

I maintain a long-term focus with my investments and wouldn't change my investment plan. I would be very concerned, but probably wouldn't change my investment plan. I'm not sure what I would do. I would probably make a change to my investment plan. I would definitely make a change to my investment plan.

Please select an option.

12.Volatility Preference*

"Generally I prefer a portfolio with little or no fluctuation in value, and I am willing to accept the lower potential returns associated with this type of portfolio."

Please select an option.

Section 4 — Investment Preferences

Optional

13.International Investment PreferenceOptional

Which statement best reflects your view on international investing?

I am very comfortable with international investments. I am comfortable with international investments. I am somewhat comfortable with international investments. I am somewhat uneasy with international investments. I am uneasy with international investments.

Section 5 — Goals

Select all that apply

14.Portfolio Goals*

What is (are) your goal(s) for this portfolio?

Retirement Major Purchase / Expense Education Funding Gift / Donations Other

Please select at least one goal.

Risk Assessment Questionnaire

Section 1 — Personal Information

Section 2 — Risk Capacity

Section 3 — Risk Tolerance

Section 4 — Investment Preferences

Section 5 — Goals

Assessment Completed